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A collection of Python utility functions for ingesting data into SQLAlchemy-defined PostgreSQL tables, automatically migrating them as needed, and minimising locking

Project description

pg-bulk-ingest

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A Python utility function for ingesting data into a SQLAlchemy-defined PostgreSQL table, automatically migrating it as needed, allowing concurrent reads as much as possible.

Allowing concurrent writes is not an aim of pg-bulk-ingest. It is designed for use in ETL pipelines where PostgreSQL is used as a data warehouse, and the only writes to the table are from pg-bulk-ingest. It is assumed that there is only one pg-bulk-ingest running against a given table at any one time.

Features

pg-bulk-ingest exposes a single function as its API that:

  • Creates the table if necessary
  • Migrates any existing table if necessary, minimising locking
  • Ingests data in batches, where each batch is ingested in its own transaction
  • Handles "high-watermarking" to carry on from where a previous ingest finished or errored
  • Optionally performs an "upsert", matching rows on primary key
  • Optionally deletes all existing rows before ingestion
  • Optionally calls a callback just before each batch is visible to other database clients

Installation

pg-bulk-ingest can be installed from PyPI using pip. psycopg2 or psycopg (Psycopg 3) must also be explicitly installed.

pip install pg-bulk-ingest psycopg

Example

Ensure you have a PostgreSQL instance running. For example to test with Docker locally, on the command line run:

docker run --rm -it -e POSTGRES_HOST_AUTH_METHOD=trust -p 5432:5432 postgres

Then in Python create a PostgreSQL table and ingest hard-coded data into it using the ingest function:

import sqlalchemy as sa
from pg_bulk_ingest import HighWatermark, Visibility, Upsert, Delete, ingest

# This should work with the Docker example above, but would have to be changed
# if using a PostgreSQL instance elsewhere or setup differently
engine = sa.create_engine('postgresql+psycopg://postgres@127.0.0.1:5432/')

# A SQLAlchemy Metadata of a single table definition
metadata = sa.MetaData()
my_table = sa.Table(
    "my_table",
    metadata,
    sa.Column("id", sa.INTEGER, primary_key=True),
    sa.Column("value", sa.VARCHAR(16), nullable=False),
    schema="my_schema",
)

# A function that yields batches of data, where each is a tuple of
# (high watermark, batch metadata, data rows).
# - The batches should all be _after_ the high watermark passed into the function
# - Each high watermark must be JSON-encodable, or a callable that returns a
#   JSON-encodable value that is called after the data rows are iterated over
# - Each row must have the SQLAlchemy table associated with it
def batches(high_watermark):
    batch_high_watermark = '2015-01-01'
    if high_watermark is None or batch_high_watermark > high_watermark:
        yield batch_high_watermark, 'Any batch metadata', (
            (my_table, (3, 'a')),
            (my_table, (4, 'b')),
            (my_table, (5, 'c')),
        )

    batch_high_watermark = '2015-01-02'
    if high_watermark is None or batch_high_watermark > high_watermark:
        yield batch_high_watermark, 'Any other batch metadata', (
            (my_table, (6, 'd')),
            (my_table, (7, 'e')),
            (my_table, (8, 'f')),
        )

def on_before_visible(conn, ingest_table, batch_metadata):
    # Can perform validation or update metadata table(s) just before data
    # is visible to other database clients
    # conn: is a SQLAlchemy connection in the same transaction as this batch
    # ingest_table: the SQLAlchemy that data was ingested into
    # batch_metadata: the metadata for the most recent batch from the batches function

with engine.connect() as conn:
    ingest(
        conn, metadata, batches,
        on_before_visible=on_before_visible,
        high_watermark=HighWatermark.LATEST,     # Carry on from where left off
        visibility=Visibility.AFTER_EACH_BATCH,  # Changes are visible after each batch
        upsert=Upsert.IF_PRIMARY_KEY,            # Upsert if there is a primary key
        delete=Delete.OFF,                       # Don't delete any existing rows
    )

API

The API is a single function ingest, together with classes of string constants: HighWatermark, Visibility, Upsert and Delete. The constants are known strings rather than opaque identifiers to allow the strings to be easily passed from dynamic/non-Python environments.


ingest(conn, metadata, batches, on_before_visible=lambda conn, latest_batch_metadata: None, high_watermark=HighWatermark.LATEST, visibility=Visibility.AFTER_EACH_BATCH, upsert=Upsert.IF_PRIMARY_KEY, delete=Delete.OFF)

Ingests data into a table

  • conn - A SQLAlchemy connection not in a transaction, i.e. started by connection rather than begin.

  • metadata - A SQLAlchemy metadata of a single table.

  • batches - A function that takes a high watermark, returning an iterable that yields data batches that are strictly after this high watermark. See Usage above for an example.

  • on_before_visible (optional) - A function that takes a SQLAlchemy connection in a transaction and batch metadata, called just before data becomes visible to other database clients. See Usage above for an example.

  • high_watermark (optional) - A member of the HighWatermark class, or a JSON-encodable value.

    If this is HighWatermark.LATEST, then the most recent high watermark that been returned from a previous ingest's batch function whose corresponding batch has been succesfully ingested is passed into the batches function. If there has been no previous ingest, None will be passed.

    If this is HighWatermark.EARLIEST, then None will be passed to the batches function as the high watermark. This would typically be used to re-ingest all of the data.

    If this a JSON-encodable value other than HighWatermark.LATEST or HighWatermark.EARLIEST, then this value is passed directly to the batches function. This can be used to override any previous high-watermark. Existing data in the target table is not deleted unless specified by the delete parameter.

  • visibility (optional) - A member of the Visibilty class, controlling when ingests will be visible to other clients.

  • upsert (optional) - A member of the Upsert class, controlling whether an upsert is performed when ingesting data

  • delete (optional) - A member of the Delete class, controlling if existing rows are to be deleted.


HighWatermark

A class of constants to indicate what high watermark should be passed into the batches function.

  • LATEST - pass the most recent high watermark yielded from the batches function from the previous ingest into the batches function. If there is no previous ingest, the Python value None is passed. This is the string __LATEST__.

  • EARLIEST - pass the Python value None into the batches function. This is the string __EARLIEST__.


Visibility

A class of constants to indicate when data changes are visible to other database clients. Schema changes become visible before the first batch.

  • AFTER_EACH_BATCH - data changes are visible to other database clients after each batch. This is the string __AFTER_EACH_BATCH__.

Delete

A class of constants that controls how existing data in the table is deleted

  • OFF

    There is no deleting of existing data. This is the string __OFF__.

  • BEFORE_FIRST_BATCH

    All existing data in the table is deleted just before the first batch is ingested. If there are no batches, no data is deleted. This is the string __BEFORE_FIRST_BATCH__.


Upsert

A class of constants that controls if upserting is performed

  • OFF

    No upserting is performed. This is the string __OFF__.

  • IF_PRIMARY_KEY

    If the table contains a primary key, an upsert based on that primary key is performed on ingest. If there is no primary key then a plain insert is performed. This is useful to avoid duplication if batches overlap. This is the string __IF_PRIMARY_KEY__.

Data types

The SQLAlchemy "CamelCase" data types are not supported in table definitions. Instead, you must use types specified with "UPPERCASE" data types. These are non-abstracted database-level types. This is to support automatic migrations - the real database type is required in order to make a comparison with the live table and the one passed into the ingest function.

Also not supported is the sqlalchemy.JSON type. Instead use sa.dialects.postgresql.JSON or sa.dialects.postgresql.JSONB.

Indexes

Indexes can be added by passing sqlalchemy.Index objects after the column list when defining the table. The name of each index should be None - pg-bulk index chooses a random name so it does not conflict with other indexes.

sa.Table(
    "my_table",
    metadata,
    sa.Column("id", sa.INTEGER, primary_key=True),
    sa.Column("value", sa.VARCHAR(16), nullable=False),
    sa.Index(None, "value"),
    schema="my_schema",
)

Under the hood

  • Ingestion is done exclusively with COPY FROM.
  • Ingestion is transactional - each batch is ingested completely or not at all
  • If the table has a primary key and upsert=IF_PRIMARY_KEY then an "upsert" is performed. Data is ingested into an intermediate table, and an INSERT ... ON CONFLICT(...) DO UPDATE is performed to copy rows from this intermediate table to the existing table. This doesn't involve an ACCESS EXCLUSIVE lock on the live table, so SELECTs can continue in parallel.
  • Migrations usually require a long running ACCESS EXCLUSIVE lock on the live table that prevent concurrent SELECTs from progressing. To avoid this, ingest creates an intermediate table that matches the required definition, it copies all existing data into this table (unless delete=Delete.OFF), and it replaces the live table at the end of the first batch. This replacement requires an ACCESS EXCLUSIVE lock, but only for a short time. Backends that hold locks that block migrations are forcably terminated after a delay using pg-force-execute.
  • delete=Delete.BEFORE_FIRST_BATCH doesn't actually perform a delete. Instead, a new empty table is created that replaces the live table at the end of the first batch just as in the case of migrations.
  • If an intermediate table is used due to a migration or delete=Delete.BEFORE_FIRST_BATCH, any SELECT permissions are copied from the old table to the new table.
  • The high watermark is stored on the table as a COMMENT, JSON-encoded. For example if the most recent high watermark is the string 2014-07-31, then the comment would be {"pg-bulk-ingest": {"high-watermark": "2014-07-31"}}.

Compatibility

  • Python >= 3.7.1 (tested on 3.7.1, 3.8.0, 3.9.0, 3.10.0, and 3.11.0)
  • psycopg2 >= 2.9.2 or Psycopg 3 >= 3.1.4
  • SQLAlchemy >= 1.4.24 (tested on 1.4.24 and 2.0.0)
  • PostgreSQL >= 9.6 (tested on 9.6, 10.0, 11.0, 12.0, 13.0, 14.0, 15.0, and 16 Beta 2)

Note that SQLAlchemy < 2 does not support Psycopg 3, and for SQLAlchemy < 2 future=True must be passed to create_engine.

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